The SWAN CAPITAL is a privately held investment adviser that advises $369.55mn in regulatory assets under management held in 2 SEC fund types across 3 investment strategies. SWAN CAPITAL is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 621.93% over the last 5-years.
The Group has been registered with the SEC for 3.26 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations Out of Private Residence. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 21 employees comprised of 6 investment and 15 non-investment staff. The total number of Employees increased by 425% over the last 5-years.
Their $369.55mn in assets advised are owned by 6 private funds, 0 public funds and BDCs and 0 other accounts. Assets of High Net Worth Individuals clients own $194.19mn or 52.55% of Total Assets and Individuals own $126.44mn or 34.21% of Total Assets.
The Group's top investment strategies include Real Estate, FI/Credit - Diverse and Multi Strat, representing 42.75%, 42.17% and 15.07% of total assets, respectively.
They advise 3 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 5 private funds with $35.32mn in assets.
The Group discloses fixed fees, management fees and performance-based fees.
SWAN CAPITAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.