The BROADWAY WEALTH SOLUTIONS is a privately held investment adviser that advises $308.05mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. BROADWAY WEALTH SOLUTIONS is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 426.54% over the last 5-years.
The Group has been registered with the SEC for 4.24 years and is comprised of 1 filing and 0 relying advisers. They operate out of 25 office locations with their Headquarters at 1177 N.E. LOOP 410 5TH FLOOR, SAN ANTONIO, TEXAS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 11 employees comprised of 11 investment and 0 non-investment staff. The total number of Employees increased by 10% over the last 5-years.
Their $308.05mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 31 other accounts. Assets of High Net Worth Individuals clients own $149.29mn or 48.46% of Total Assets and Individuals own $144.64mn or 46.95% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
BROADWAY WEALTH SOLUTIONS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.