The BERNARD CAROLI WEALTH MANAGEMENT is a privately held investment adviser that advises $469.67mn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. BERNARD CAROLI WEALTH MANAGEMENT is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 138.79% over the last 5-years.
The Group has been registered with the SEC for 11.3 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 47 WEST RIVER ROAD SUITE B, RUMSON, NEW JERSEY. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 6 employees comprised of 4 investment and 2 non-investment staff. The total number of Employees increased by 20% over the last 5-years.
Their $469.67mn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 9 other accounts. Assets of High Net Worth Individuals clients own $387.9mn or 82.59% of Total Assets and Individuals own $34.57mn or 7.36% of Total Assets.
The Group's top investment strategies include Multi Strat and Traditional LBO, representing 91.42% and 8.58% of total assets, respectively.
They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 3 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
BERNARD CAROLI WEALTH MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.