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PRINCIPAL GROUP

Business and Investment Profile

The PRINCIPAL GROUP is a publicly held investment adviser that advises $671.58Bn in regulatory assets under management held in 6 SEC fund types across 8 investment strategies. PRINCIPAL GROUP is a Public/Private Fund Assets increased by 27.25% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 58.23 years and is comprised of 7 filing and 0 relying advisers. They operate out of 53 office locations with their Headquarters at 801 GRAND AVE, DES MOINES, IOWA. The Group has been subject to regulatory enforcement actions. They are regulated by 44 US and Non-US bodies.

Employee Profile

They have 3,833 employees comprised of 2,409 investment and 1,424 non-investment staff. The total number of Employees decreased by 1.36% over the last 5-years.

Asset Profile

Their $671.58Bn in assets advised are owned by 186 private funds, 414 public funds and BDCs and 2,321 other accounts. Assets of Investment Companies (IC) clients own $243.18Bn or 36.21% of Total Assets and Insurance Companies own $176.23Bn or 26.24% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity, Multi Strat and FI/Credit - Diverse, representing 40.91%, 31.85% and 23.26% of total assets, respectively.

Client Profile

They advise 11 types of clients, top clients are Investment Companies (IC) and Insurance Companies.

Service Provider Profile

The Group uses 32 Fund Administrators, 5 Fund Auditors, 0 Prime Brokers, 30 Custodians and 24 Marketers. It does not report a third-party Fund Administrator in 37 private funds with $6.72Bn in assets.

Fee Profile

The Group discloses advisory fees, fixed fees, management fees and performance-based fees.

Sub-Advisers

PRINCIPAL GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 2 funds.

Full profile: PRINCIPAL GROUP

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