The PROTA FINANCIAL is a privately held investment adviser that advises $270.37mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. PROTA FINANCIAL is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 315.49% over the last 5-years.
The Group has been registered with the SEC for 4.13 years and is comprised of 1 filing and 0 relying advisers. They operate out of 20 office locations with their Headquarters at 1980 POST OAK BLVD SUITE 200, HOUSTON, TEXAS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 13 employees comprised of 13 investment and 0 non-investment staff. The total number of Employees increased by 160% over the last 5-years.
Their $270.37mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 0 other accounts. Assets of High Net Worth Individuals clients own $148.84mn or 55.05% of Total Assets and Individuals own $121.14mn or 44.81% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 2 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
PROTA FINANCIAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.