The ONE AND DONE FINANCIAL SERVICES is a privately held investment adviser that advises $500.28mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. ONE AND DONE FINANCIAL SERVICES is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 525.35% over the last 5-years.
The Group has been registered with the SEC for 5.56 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location Out of Private Residence. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 28 employees comprised of 14 investment and 14 non-investment staff. The total number of Employees increased by 366.67% over the last 5-years.
Their $500.28mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 435 other accounts. Assets of Pension and Profit Sharing Plans-Private clients own $326.09mn or 65.18% of Total Assets and High Net Worth Individuals own $109.08mn or 21.8% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 3 types of clients, top clients are Pension and Profit Sharing Plans-Private and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
ONE AND DONE FINANCIAL SERVICES names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.