Provided by Convergence Inc.
Institutional intelligence for the asset management industry

THE RETIREMENT PLAN COMPANY, LLC

Business and Investment Profile

The THE RETIREMENT PLAN COMPANY, LLC is a privately held investment adviser that advises $4.29Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. THE RETIREMENT PLAN COMPANY, LLC is a SMA An SMA manager is a manager whose >=75% of total assets under management are in separately managed accounts, which are discretionary client-specific accounts rather than pooled vehicles. Manager. Assets increased by 35.06% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 35.12 years and is comprised of 3 filing and 0 relying advisers. They operate out of 5 office locations with their Headquarters at 9350 SOUTH DIXIE HIGHWAY SUITE 1560, MIAMI, FLORIDA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 28 employees comprised of 22 investment and 6 non-investment staff. The total number of Employees decreased by 55.56% over the last 5-years.

Asset Profile

Their $4.29Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 1,145 other accounts. Assets of Pension and Profit Sharing Plans-Private clients own $3.43Bn or 80.03% of Total Assets and High Net Worth Individuals own $610.84mn or 14.24% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 4 types of clients, top clients are Pension and Profit Sharing Plans-Private and High Net Worth Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

THE RETIREMENT PLAN COMPANY, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: THE RETIREMENT PLAN COMPANY, LLC

View the complete Convergence profile with structured details, filings context, and derived signals.

View full profile
Keywords: Retirement Plan, Daybright Advisory Services, Ingham Russell Investment Advisors, Pasi Investments, Daybright, Ingham, Pasi, Plan, Russell
Generated 2026-09-12T06:48:25.1677529.  © 2026 Convergence.