The SUCCESSFUL PORTFOLIOS is a privately held investment adviser that advises $286.15mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. SUCCESSFUL PORTFOLIOS is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets decreased by 1.35% over the last 5-years.
The Group has been registered with the SEC for 11.66 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 611 DRUID ROAD EAST SUITE 407, CLEARWATER, FLORIDA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 3 employees comprised of 3 investment and 0 non-investment staff. The total number of Employees decreased by 25% over the last 5-years.
Their $286.15mn in assets advised are owned by 3 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Individuals clients own $166.5mn or 58.19% of Total Assets and High Net Worth Individuals own $108.83mn or 38.03% of Total Assets.
The Group's top investment strategies include Multi Strat, representing 100% of total assets, respectively.
They advise 3 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 1 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 3 private funds with $8.28mn in assets.
The Group discloses management fees and performance-based fees.
SUCCESSFUL PORTFOLIOS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.