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MAUKA CAPITAL

Business and Investment Profile

The MAUKA CAPITAL is a privately held investment adviser that advises $527.73mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. MAUKA CAPITAL is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 11,511.05% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 11.51 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 180 NORTH STETSON AVE STE 3500, CHICAGO, ILLINOIS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 3 employees comprised of 2 investment and 1 non-investment staff. The total number of Employees increased by 50% over the last 5-years.

Asset Profile

Their $527.73mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 0 other accounts. Assets of High Net Worth Individuals clients own $520.53mn or 98.64% of Total Assets and Individuals own $7.2mn or 1.36% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 2 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

MAUKA CAPITAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: MAUKA CAPITAL

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Keywords: Mauka Capital, Cura Wealth Advisors, Cura, Mauka
Generated 2026-09-12T06:50:26.972293.  © 2026 Convergence.