The CONVOY INVESTMENTS is a privately held investment adviser that advises $261.62mn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. CONVOY INVESTMENTS is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 2,189.61% over the last 5-years.
The Group has been registered with the SEC for 11.4 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location Out of Private Residence. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 2 employees comprised of 2 investment and 0 non-investment staff. The total number of Employees remained the same over the last few years.
Their $261.62mn in assets advised are owned by 4 private funds, 0 public funds and BDCs and 6 other accounts. Assets of High Net Worth Individuals clients own $201.75mn or 77.11% of Total Assets and Corporations or Other Businesses own $35.5mn or 13.57% of Total Assets.
The Group's top investment strategies include Multi Strat and Quantitative Trading, representing 87.45% and 12.55% of total assets, respectively.
They advise 3 types of clients, top clients are High Net Worth Individuals and Corporations or Other Businesses.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees, management fees and performance-based fees.
CONVOY INVESTMENTS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.