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MUNTZ FINANCIAL

Business and Investment Profile

The MUNTZ FINANCIAL is a privately held investment adviser that advises $179.16mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. MUNTZ FINANCIAL is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 172.76% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 1.82 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 108 N. MAIN STREET SUITE 202, DOYLESTOWN, PENNSYLVANIA. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 3 employees comprised of 2 investment and 1 non-investment staff. The total number of Employees decreased by 40% over the last 5-years.

Asset Profile

Their $179.16mn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 5 other accounts. Assets of High Net Worth Individuals clients own $98.05mn or 54.73% of Total Assets and Individuals own $14.98mn or 8.36% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Multi Strat, representing 100% of total assets, respectively.

Client Profile

They advise 4 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses advisory fees and management fees.

Sub-Advisers

MUNTZ FINANCIAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: MUNTZ FINANCIAL

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Keywords: Muntz Financial, Muntz
Generated 2026-09-12T06:52:28.4136985.  © 2026 Convergence.