Provided by Convergence Inc.
Institutional intelligence for the asset management industry

ALETHEA CAPITAL MANAGEMENT, LLC

Business and Investment Profile

The ALETHEA CAPITAL MANAGEMENT, LLC is a privately held investment adviser that advises $302.64mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. ALETHEA CAPITAL MANAGEMENT, LLC is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets increased by 12.19% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 15.43 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location Out of Private Residence. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 4 employees comprised of 1 investment and 3 non-investment staff. The total number of Employees decreased by 33.33% over the last 5-years.

Asset Profile

Their $302.64mn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 3 other accounts. Assets of High Net Worth Individuals clients own $192.95mn or 63.76% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $85.31mn or 28.19% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Early Stage, representing 100% of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are High Net Worth Individuals and Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

ALETHEA CAPITAL MANAGEMENT, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: ALETHEA CAPITAL MANAGEMENT, LLC

View the complete Convergence profile with structured details, filings context, and derived signals.

View full profile
Keywords: Alethea Capital Management, Alethea
Generated 2026-09-12T06:51:25.1394138.  © 2026 Convergence.