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LUBBOCK FINANCIAL SERVICES

Business and Investment Profile

The LUBBOCK FINANCIAL SERVICES is a privately held investment adviser that advises $191.17mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. LUBBOCK FINANCIAL SERVICES is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 118.76% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 3.86 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 7021 KEWANEE AVE. SUITE 5-102, LUBBOCK, TEXAS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 2 employees comprised of 2 investment and 0 non-investment staff. The total number of Employees remained the same over the last few years.

Asset Profile

Their $191.17mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 9 other accounts. Assets of Charitable Organizations clients own $86.78mn or 45.4% of Total Assets and High Net Worth Individuals own $75.48mn or 39.48% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 3 types of clients, top clients are Charitable Organizations and High Net Worth Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses advisory fees, fixed fees and management fees.

Sub-Advisers

LUBBOCK FINANCIAL SERVICES names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: LUBBOCK FINANCIAL SERVICES

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Keywords: Lubbock Financial Services, High Plains Investment Advisors, High, Lubbock, Plains
Generated 2026-09-12T06:52:20.5540629.  © 2026 Convergence.