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WBI INVESTMENTS INC.

Business and Investment Profile

The WBI INVESTMENTS INC. is a privately held investment adviser that advises $429.96mn in regulatory assets under management held in 0 SEC fund types across 1 investment strategies. WBI INVESTMENTS INC. is a Hybrid A hybrid fund manager is a manager whose total assets under management are spread across multiple investment vehicle types rather than concentrated in one. Fund Manager. Assets decreased by 49.59% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 41.41 years and is comprised of 3 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at ONE RIVER CENTRE - 331 NEWMAN SPRINGS ROAD SUITE 143, RED BANK, NEW JERSEY. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 24 employees comprised of 9 investment and 15 non-investment staff. The total number of Employees decreased by 52% over the last 5-years.

Asset Profile

Their $429.96mn in assets advised are owned by 1 private fund, 4 public funds and BDCs and 9 other accounts. Assets of Individuals clients own $146.75mn or 34.13% of Total Assets and Investment Companies (IC) own $145.6mn or 33.86% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity, representing 100% of total assets, respectively.

Client Profile

They advise 7 types of clients, top clients are Individuals and Investment Companies (IC).

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

WBI INVESTMENTS INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: WBI INVESTMENTS INC.

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Keywords: WBI Investments, Hartshorne Group, Millington Securities, Hartshorne, Millington, WBI
Generated 2026-09-12T06:50:46.9061495.  © 2026 Convergence.