The SWBC INVESTMENT COMPANY is a privately held investment adviser that advises $203.74mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. SWBC INVESTMENT COMPANY is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 12.99% over the last 5-years.
The Group has been registered with the SEC for 19.11 years and is comprised of 1 filing and 1 relying advisers. They operate out of 4 office locations with their Headquarters at 9311 SAN PEDRO AVENUE SUITE 600, SAN ANTONIO, TEXAS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 33 employees comprised of 17 investment and 16 non-investment staff. The total number of Employees decreased by 26.67% over the last 5-years.
Their $203.74mn in assets advised are owned by 8 private funds, 0 public funds and BDCs and 0 other accounts. Assets of High Net Worth Individuals clients own $178.14mn or 87.43% of Total Assets and Individuals own $19.36mn or 9.5% of Total Assets.
The Group's top investment strategies include FI/Credit - Lending, representing 100% of total assets, respectively.
They advise 3 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $6.24mn in assets.
The Group discloses advisory fees, fixed fees and management fees.
SWBC INVESTMENT COMPANY names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.