The SPECTRUM FINANCIAL GROUP is a privately held investment adviser that advises $384.61mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. SPECTRUM FINANCIAL GROUP is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets decreased by 33.87% over the last 5-years.
The Group has been registered with the SEC for 37.61 years and is comprised of 2 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 272 BENDIX ROAD, STE 600, VIRGINIA BEACH, VIRGINIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 11 employees comprised of 6 investment and 5 non-investment staff. The total number of Employees increased by 57.14% over the last 5-years.
Their $384.61mn in assets advised are owned by 0 private funds, 4 public funds and BDCs and 15 other accounts. Assets of Investment Companies (IC) clients own $340.77mn or 88.6% of Total Assets and Individuals own $34.39mn or 8.94% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 5 types of clients, top clients are Investment Companies (IC) and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees and management fees.
SPECTRUM FINANCIAL GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.