The SOWELL FINANCIAL SERVICES, LLC is a privately held investment adviser that advises $4.81Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. SOWELL FINANCIAL SERVICES, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 51.6% over the last 5-years.
The Group has been registered with the SEC for 21.19 years and is comprised of 1 filing and 0 relying advisers. They operate out of 28 office locations with their Headquarters at 5320 NORTHSHORE DRIVE, NORTH LITTLE ROCK, ARKANSAS. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 162 employees comprised of 94 investment and 68 non-investment staff. The total number of Employees increased by 1.25% over the last 5-years.
Their $4.81Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 344 other accounts. Assets of Individuals clients own $2.25Bn or 46.74% of Total Assets and High Net Worth Individuals own $2.03Bn or 42.31% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 5 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
SOWELL FINANCIAL SERVICES, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.