The SOUTH OCEAN MANAGEMENT LTD. is a privately held investment adviser that advises $13.37mn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. SOUTH OCEAN MANAGEMENT LTD. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets decreased by 25.23% over the last 5-years.
The Group has been registered with the SEC for 34.03 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 15E 15/F, THE PHOENIX BUILDING 23 LUARD ROAD, HONG KONG, -. The Group has not been subject to regulatory enforcement actions. They are regulated by 3 US and Non-US bodies.
They have 4 employees comprised of 3 investment and 1 non-investment staff. The total number of Employees remained the same over the last few years.
Their $13.37mn in assets advised are owned by 2 private funds, 0 public funds and BDCs and 0 other accounts. Assets of High Net Worth Individuals clients own $11.84mn or 88.52% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $1.53mn or 11.48% of Total Assets.
The Group's top investment strategies include Long/Short Equity and Multi Strat, representing 57.86% and 42.14% of total assets, respectively.
They advise 2 types of clients, top clients are High Net Worth Individuals and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 2 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
SOUTH OCEAN MANAGEMENT LTD. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.