The SIGMA PLANNING CORPORATION is a privately held investment adviser that advises $6.1Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. SIGMA PLANNING CORPORATION is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 9.2% over the last 5-years.
The Group has been registered with the SEC for 42.58 years and is comprised of 1 filing and 0 relying advisers. They operate out of 24 office locations with their Headquarters at 300 PARKLAND PLAZA, ANN ARBOR, MICHIGAN. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 471 employees comprised of 471 investment and 0 non-investment staff. The total number of Employees decreased by 34.58% over the last 5-years.
Their $6.1Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 321 other accounts. Assets of Individuals clients own $4.14Bn or 67.92% of Total Assets and High Net Worth Individuals own $1.73Bn or 28.38% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 6 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
SIGMA PLANNING CORPORATION names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.