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JEFFRIES GROUP

Business and Investment Profile

The JEFFRIES GROUP is a publicly held investment adviser that advises $26.93Bn in regulatory assets under management held in 6 SEC fund types across 8 investment strategies. JEFFRIES GROUP is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 114.29% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 23.54 years and is comprised of 6 filing and 3 relying advisers. They operate out of 16 office locations with their Headquarters at 520 MADISON AVENUE 12TH FLOOR, NEW YORK, NEW YORK. The Group has been subject to regulatory enforcement actions. They are regulated by 32 US and Non-US bodies.

Employee Profile

They have 528 employees comprised of 398 investment and 130 non-investment staff. The total number of Employees increased by 24.24% over the last 5-years.

Asset Profile

Their $26.93Bn in assets advised are owned by 79 private funds, 0 public funds and BDCs and 372 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $21.62Bn or 80.29% of Total Assets and Corporations or Other Businesses own $3.21Bn or 11.91% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include FI/Credit - Asset Backed Securities, FI/Credit - Diverse and FI/Credit - Lending, representing 32.24%, 29.15% and 24.7% of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Corporations or Other Businesses.

Service Provider Profile

The Group uses 5 Fund Administrators, 2 Fund Auditors, 6 Prime Brokers, 14 Custodians and 4 Marketers. It does not report a third-party Fund Administrator in 2 private funds with $35.81mn in assets.

Fee Profile

The Group discloses advisory fees, fixed fees, management fees and performance-based fees.

Sub-Advisers

JEFFRIES GROUP names 1 sub-adviser CONFIDENTIAL TREATMENT REQUEST TO BE SUBMITTED PURSUANT TO THE ADVISERS ACT SECTION 210(A) to 2 different funds advised by the group. The Group has been named as the sub-adviser to 1 fund.

Full profile: JEFFRIES GROUP

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