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ROUND HILL ASSET MANAGEMENT INC

Business and Investment Profile

The ROUND HILL ASSET MANAGEMENT INC is a privately held investment adviser that advises $271.35mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. ROUND HILL ASSET MANAGEMENT INC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets decreased by 18.8% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 40.24 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 180 S LAKE AVE STE 305, PASADENA, CALIFORNIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 6 employees comprised of 3 investment and 3 non-investment staff. The total number of Employees remained the same over the last few years.

Asset Profile

Their $271.35mn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 5 other accounts. Assets of High Net Worth Individuals clients own $161.27mn or 59.43% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $50.74mn or 18.7% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity, representing 100% of total assets, respectively.

Client Profile

They advise 4 types of clients, top clients are High Net Worth Individuals and Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $50.74mn in assets.

Fee Profile

The Group discloses fixed fees, management fees and performance-based fees.

Sub-Advisers

ROUND HILL ASSET MANAGEMENT INC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: ROUND HILL ASSET MANAGEMENT INC

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Keywords: Round Hill Asset Management, Hill, Round
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