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ROTHSCHILD GROUP

Business and Investment Profile

The ROTHSCHILD GROUP is a privately held investment adviser that advises $128.77Bn in regulatory assets under management held in 5 SEC fund types across 9 investment strategies. ROTHSCHILD GROUP is a Public/Private Fund Assets increased by 128.64% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 56.52 years and is comprised of 8 filing and 0 relying advisers. They operate out of 11 office locations with their Headquarters at NEW COURT ST SWITHIN'S LANE, LONDON, -. The Group has been subject to regulatory enforcement actions. They are regulated by 14 US and Non-US bodies.

Employee Profile

They have 560 employees comprised of 243 investment and 317 non-investment staff. The total number of Employees increased by 87.29% over the last 5-years.

Asset Profile

Their $128.77Bn in assets advised are owned by 286 private funds, 186 public funds and BDCs and 323 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients own $58.3Bn or 45.27% of Total Assets and Investment Companies (IC) own $54.31Bn or 42.18% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Multi Strat, FI/Credit - Diverse and Traditional LBO, representing 38.37%, 28.59% and 12.65% of total assets, respectively.

Client Profile

They advise 7 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC) and Investment Companies (IC).

Service Provider Profile

The Group uses 22 Fund Administrators, 8 Fund Auditors, 0 Prime Brokers, 22 Custodians and 13 Marketers. It does not report a third-party Fund Administrator in 21 private funds with $3.47Bn in assets.

Fee Profile

The Group discloses advisory fees, fixed fees, management fees and performance-based fees.

Sub-Advisers

ROTHSCHILD GROUP names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: ROTHSCHILD GROUP

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Generated 2026-09-12T06:47:46.0526103.  © 2026 Convergence.