The NWAM, LLC is a privately held investment adviser that advises $4.11Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. NWAM, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 68.58% over the last 5-years.
The Group has been registered with the SEC for 17.96 years and is comprised of 1 filing and 0 relying advisers. They operate out of 19 office locations with their Headquarters at 2835 82ND AVENUE SE STE 100, MERCER ISLAND, WASHINGTON. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 62 employees comprised of 44 investment and 18 non-investment staff. The total number of Employees increased by 26.53% over the last 5-years.
Their $4.11Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 8 other accounts. Assets of High Net Worth Individuals clients own $3.14Bn or 76.37% of Total Assets and Individuals own $924.27mn or 22.49% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 3 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
NWAM, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.