The NATIONS FINANCIAL GROUP, INC. is a privately held investment adviser that advises $4.77Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. NATIONS FINANCIAL GROUP, INC. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 144.53% over the last 5-years.
The Group has been registered with the SEC for 26.26 years and is comprised of 1 filing and 0 relying advisers. They operate out of 24 office locations with their Headquarters at 3925 FOUNTAINS BLVD NE SUITE 200, CEDAR RAPIDS, IOWA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 94 employees comprised of 81 investment and 13 non-investment staff. The total number of Employees increased by 22.08% over the last 5-years.
Their $4.77Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 44 other accounts. Assets of High Net Worth Individuals clients own $3.39Bn or 70.96% of Total Assets and Individuals own $1.21Bn or 25.44% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
NATIONS FINANCIAL GROUP, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.