The MIDWESTERN SECURITIES TRADING COMPANY, LLC is a privately held investment adviser that advises $1.98Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. MIDWESTERN SECURITIES TRADING COMPANY, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 138% over the last 5-years.
The Group has been registered with the SEC for 13.29 years and is comprised of 1 filing and 0 relying advisers. They operate out of 75 office locations with their Headquarters at 235 EVERETT ST, EAST PEORIA, ILLINOIS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 105 employees comprised of 43 investment and 62 non-investment staff. The total number of Employees increased by 98.11% over the last 5-years.
Their $1.98Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 138 other accounts. Assets of Individuals clients own $1.44Bn or 72.61% of Total Assets and High Net Worth Individuals own $450.11mn or 22.68% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 3 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses advisory fees, fixed fees and management fees.
MIDWESTERN SECURITIES TRADING COMPANY, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.