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HEADINVEST, LLC

Business and Investment Profile

The HEADINVEST, LLC is a privately held investment adviser that advises $892.76mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. HEADINVEST, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 14.1% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 20.16 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 7 CUSTOM HOUSE ST 4TH FLOOR, PORTLAND, MAINE. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 13 employees comprised of 6 investment and 7 non-investment staff. The total number of Employees decreased by 13.33% over the last 5-years.

Asset Profile

Their $892.76mn in assets advised are owned by 0 private funds, 2 public funds and BDCs and 22 other accounts. Assets of High Net Worth Individuals clients own $755.02mn or 84.57% of Total Assets and Charitable Organizations own $77.58mn or 8.69% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are High Net Worth Individuals and Charitable Organizations.

Service Provider Profile

The Group uses 1 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 1 Custodians and 2 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

HEADINVEST, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: HEADINVEST, LLC

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Keywords: Headinvest
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