The AEGIS CAPITAL CORP. is a privately held investment adviser that advises $1.78Bn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. AEGIS CAPITAL CORP. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 133.51% over the last 5-years.
The Group has been registered with the SEC for 16.24 years and is comprised of 1 filing and 0 relying advisers. They operate out of 19 office locations with their Headquarters at 1345 AVENUE OF THE AMERICAS 27TH FLOOR, NEW YORK, NEW YORK. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 260 employees comprised of 92 investment and 168 non-investment staff. The total number of Employees decreased by 19.25% over the last 5-years.
Their $1.78Bn in assets advised are owned by 32 private funds, 0 public funds and BDCs and 21 other accounts. Assets of Individuals clients own $1.1Bn or 61.98% of Total Assets and High Net Worth Individuals own $439.13mn or 24.7% of Total Assets.
The Group's top investment strategies include Early Stage and Secondaries, representing 94.13% and 5.87% of total assets, respectively.
They advise 4 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 2 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 4 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
AEGIS CAPITAL CORP. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.