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GUARDIAN INVESTMENT MANAGEMENT, LLC

Business and Investment Profile

The GUARDIAN INVESTMENT MANAGEMENT, LLC is a privately held investment adviser that advises $310.32mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. GUARDIAN INVESTMENT MANAGEMENT, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 12.29% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 50.56 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 1120 MAR WEST ST., SUITE D, TIBURON, CALIFORNIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 0 employees comprised of 0 investment and 0 non-investment staff. The total number of Employees decreased by 100% over the last 5-years.

Asset Profile

Their $310.32mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 0 other accounts. Assets of High Net Worth Individuals clients own $245.75mn or 79.19% of Total Assets and Individuals own $4.48mn or 1.44% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 2 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

GUARDIAN INVESTMENT MANAGEMENT, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: GUARDIAN INVESTMENT MANAGEMENT, LLC

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Keywords: Guardian Investment Management, Guardian
Generated 2026-09-12T06:51:22.2992346.  © 2026 Convergence.