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400 CAPITAL MANAGEMENT LLC

Business and Investment Profile

The 400 CAPITAL MANAGEMENT LLC is a privately held investment adviser that advises $7.19Bn in regulatory assets under management held in 3 SEC fund types across 5 investment strategies. 400 CAPITAL MANAGEMENT LLC is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 12.02% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 14.35 years and is comprised of 1 filing and 1 relying advisers. They operate out of 2 office locations with their Headquarters at 660 FIFTH AVENUE 27TH FLOOR, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 4 US and Non-US bodies.

Employee Profile

They have 76 employees comprised of 33 investment and 43 non-investment staff. The total number of Employees increased by 40.74% over the last 5-years.

Asset Profile

Their $7.19Bn in assets advised are owned by 21 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $7.19Bn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include FI/Credit - Diverse, FI/Credit - Distress and Traditional LBO, representing 53.41%, 33.15% and 7.7% of total assets, respectively.

Client Profile

They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 2 Fund Administrators, 2 Fund Auditors, 3 Prime Brokers, 6 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees, management fees and performance-based fees.

Sub-Advisers

400 CAPITAL MANAGEMENT LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 1 fund.

Full profile: 400 CAPITAL MANAGEMENT LLC

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Keywords: 400 Capital Management
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