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CAPITOL SECURITIES MANAGEMENT, INC.

Business and Investment Profile

The CAPITOL SECURITIES MANAGEMENT, INC. is a privately held investment adviser that advises $1.46Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. CAPITOL SECURITIES MANAGEMENT, INC. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 90.68% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 34.4 years and is comprised of 1 filing and 0 relying advisers. They operate out of 26 office locations with their Headquarters at 4050 INNSLAKE DRIVE SUITE 250, GLEN ALLEN, VIRGINIA. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 170 employees comprised of 126 investment and 44 non-investment staff. The total number of Employees decreased by 8.11% over the last 5-years.

Asset Profile

Their $1.46Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 68 other accounts. Assets of High Net Worth Individuals clients own $838.55mn or 57.26% of Total Assets and Individuals own $552.3mn or 37.72% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 6 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

CAPITOL SECURITIES MANAGEMENT, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: CAPITOL SECURITIES MANAGEMENT, INC.

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Keywords: Capitol Securities Management, Capitol
Generated 2026-09-12T06:49:08.2280732.  © 2026 Convergence.