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BROGAN FINANCIAL, INC.

Business and Investment Profile

The BROGAN FINANCIAL, INC. is a privately held investment adviser that advises $577.04mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. BROGAN FINANCIAL, INC. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 90.57% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 18.23 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 2160 LAKESIDE CENTRE WAY SUITE 102, KNOXVILLE, TENNESSEE. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 31 employees comprised of 5 investment and 26 non-investment staff. The total number of Employees increased by 121.43% over the last 5-years.

Asset Profile

Their $577.04mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 5 other accounts. Assets of High Net Worth Individuals clients own $327.45mn or 56.75% of Total Assets and Individuals own $240.22mn or 41.63% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 4 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses advisory fees, fixed fees and management fees.

Sub-Advisers

BROGAN FINANCIAL, INC. names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: BROGAN FINANCIAL, INC.

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Keywords: Brogan Financial, Brogan
Generated 2026-09-12T06:50:18.1092183.  © 2026 Convergence.