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AVALAN, LLC

Business and Investment Profile

The AVALAN, LLC is a privately held investment adviser that advises $575.53mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. AVALAN, LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 108.6% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 12.97 years and is comprised of 1 filing and 0 relying advisers. They operate out of 3 office locations with their Headquarters at 233 E CARILLO SUITE B, SANTA BARBARA, CALIFORNIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 11 employees comprised of 11 investment and 0 non-investment staff. The total number of Employees increased by 22.22% over the last 5-years.

Asset Profile

Their $575.53mn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 41 other accounts. Assets of High Net Worth Individuals clients own $352.45mn or 61.24% of Total Assets and Pension and Profit Sharing Plans-Private own $90.18mn or 15.67% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Traditional LBO, representing 100% of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are High Net Worth Individuals and Pension and Profit Sharing Plans-Private.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $800K in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

AVALAN, LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: AVALAN, LLC

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Keywords: Avalan
Generated 2026-09-12T06:50:18.2670855.  © 2026 Convergence.