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ANNIS GARDNER WHITING CAPITAL ADVISORS LLC

Business and Investment Profile

The ANNIS GARDNER WHITING CAPITAL ADVISORS LLC is a privately held investment adviser that advises $1.73Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. ANNIS GARDNER WHITING CAPITAL ADVISORS LLC is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets decreased by 28.96% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 17.18 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 511 W. BAY STREET SUITE 310, TAMPA, FLORIDA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 21 employees comprised of 14 investment and 7 non-investment staff. The total number of Employees increased by 133.33% over the last 5-years.

Asset Profile

Their $1.73Bn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 14 other accounts. Assets of High Net Worth Individuals clients own $1.37Bn or 79.33% of Total Assets and Charitable Organizations own $227.85mn or 13.19% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Traditional LBO, representing 100% of total assets, respectively.

Client Profile

They advise 7 types of clients, top clients are High Net Worth Individuals and Charitable Organizations.

Service Provider Profile

The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $4.24mn in assets.

Fee Profile

The Group discloses advisory fees, fixed fees and management fees.

Sub-Advisers

ANNIS GARDNER WHITING CAPITAL ADVISORS LLC names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: ANNIS GARDNER WHITING CAPITAL ADVISORS LLC

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Generated 2026-09-12T06:48:59.6312444.  © 2026 Convergence.