The A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. is a privately held investment adviser that advises $2.44Bn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 162.06% over the last 5-years.
The Group has been registered with the SEC for 17.14 years and is comprised of 2 filing and 0 relying advisers. They operate out of 18 office locations with their Headquarters at 88 POST ROAD WEST 2ND FLOOR, WESTPORT, CONNECTICUT. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 322 employees comprised of 142 investment and 180 non-investment staff. The total number of Employees increased by 62.63% over the last 5-years.
Their $2.44Bn in assets advised are owned by 31 private funds, 0 public funds and BDCs and 323 other accounts. Assets of Individuals clients own $1.15Bn or 47.02% of Total Assets and High Net Worth Individuals own $977.14mn or 39.97% of Total Assets.
The Group's top investment strategies include Traditional LBO and Long/Short Equity, representing 99.16% and 0.84% of total assets, respectively.
They advise 6 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $1.19mn in assets.
The Group discloses management fees.
A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. names 1 sub-adviser CRAIG BURDO LLC to 1 different fund advised by the group. The Group has been named as the sub-adviser to 0 funds.