The FOUNDERS FINANCIAL SECURITIES is a privately held investment adviser that advises $4.14Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. FOUNDERS FINANCIAL SECURITIES is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 92.18% over the last 5-years.
The Group has been registered with the SEC for 20.06 years and is comprised of 1 filing and 0 relying advisers. They operate out of 22 office locations with their Headquarters at 1026 CROMWELL BRIDGE ROAD SUITE 100, TOWSON, MARYLAND. The Group has been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 139 employees comprised of 101 investment and 38 non-investment staff. The total number of Employees increased by 11.2% over the last 5-years.
Their $4.14Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 280 other accounts. Assets of High Net Worth Individuals clients own $2.13Bn or 51.48% of Total Assets and Individuals own $1.57Bn or 37.91% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
FOUNDERS FINANCIAL SECURITIES names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.