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KINGSWOOD CAPITAL MANAGEMENT

Business and Investment Profile

The KINGSWOOD CAPITAL MANAGEMENT is a privately held investment adviser that advises $3.75Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. KINGSWOOD CAPITAL MANAGEMENT is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 1,459.45% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 6.93 years and is comprised of 1 filing and 1 relying advisers. They operate out of 1 office location with their Headquarters at 11812 SAN VICENTE BLVD. SUITE 604, LOS ANGELES, CALIFORNIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 33 employees comprised of 26 investment and 7 non-investment staff. The total number of Employees increased by 312.5% over the last 5-years.

Asset Profile

Their $3.75Bn in assets advised are owned by 16 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $3.75Bn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Traditional LBO, representing 100% of total assets, respectively.

Client Profile

They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 1 Fund Administrators, 2 Fund Auditors, 0 Prime Brokers, 2 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 2 private funds with $26.61mn in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

KINGSWOOD CAPITAL MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: KINGSWOOD CAPITAL MANAGEMENT

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Keywords: Kingswood Capital Management, Kingswood
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