The CONVERGENCE FINANCIAL is a privately held investment adviser that advises $903.96mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. CONVERGENCE FINANCIAL is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 319.25% over the last 5-years.
The Group has been registered with the SEC for 7.16 years and is comprised of 1 filing and 0 relying advisers. They operate out of 13 office locations with their Headquarters at 3919 S. PROVIDENCE ROAD, COLUMBIA, MISSOURI. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 18 employees comprised of 13 investment and 5 non-investment staff. The total number of Employees decreased by 5.26% over the last 5-years.
Their $903.96mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 49 other accounts. Assets of High Net Worth Individuals clients own $582.68mn or 64.46% of Total Assets and Individuals own $294.6mn or 32.59% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
CONVERGENCE FINANCIAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.