The BERGAMOT ASSET MANAGEMENT is a privately held investment adviser that advises $106.48mn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. BERGAMOT ASSET MANAGEMENT is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets remained the same over the last few years.
The Group has been registered with the SEC for 7.28 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 300 CARNEGIE CENTER SUITE 140, PRINCETON, NEW JERSEY. The Group has not been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.
They have 8 employees comprised of 3 investment and 5 non-investment staff. The total number of Employees increased by 33.33% over the last 5-years.
Their $106.48mn in assets advised are owned by 7 private funds, 0 public funds and BDCs and 12 other accounts. Assets of High Net Worth Individuals clients own $60.79mn or 57.09% of Total Assets and Pooled Investment Vehicles (Not IC or BDC) own $20.23mn or 19% of Total Assets.
The Group's top investment strategies include Traditional LBO, representing 100% of total assets, respectively.
They advise 4 types of clients, top clients are High Net Worth Individuals and Pooled Investment Vehicles (Not IC or BDC).
The Group uses 2 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 2 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees, management fees and performance-based fees.
BERGAMOT ASSET MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.