The THOMPSON CAPITAL MANAGEMENT is a privately held investment adviser that advises $200.13mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. THOMPSON CAPITAL MANAGEMENT is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets decreased by 4.99% over the last 5-years.
The Group has been registered with the SEC for 7.33 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location Out of Private Residence. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 3 employees comprised of 3 investment and 0 non-investment staff. The total number of Employees increased by 50% over the last 5-years.
Their $200.13mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 6 other accounts. Assets of Other Investment Advisers clients own $109.87mn or 54.9% of Total Assets and High Net Worth Individuals own $84.86mn or 42.4% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 4 types of clients, top clients are Other Investment Advisers and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees, management fees and performance-based fees.
THOMPSON CAPITAL MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.