The SPF INVESTMENT MANAGEMENT is a publicly held investment adviser that advises $3.57Bn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. SPF INVESTMENT MANAGEMENT is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 8.02% over the last 5-years.
The Group has been registered with the SEC for 7.62 years and is comprised of 1 filing and 1 relying advisers. They operate out of 1 office location with their Headquarters at 220 FIFTH AVENUE 13TH FLOOR, NEW YORK, NEW YORK. The Group has not been subject to regulatory enforcement actions. They are regulated by 11 US and Non-US bodies.
They have 26 employees comprised of 12 investment and 14 non-investment staff. The total number of Employees increased by 13.04% over the last 5-years.
Their $3.57Bn in assets advised are owned by 5 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $3.57Bn or 100% of Total Assets.
The Group's top investment strategies include FI/Credit - Diverse and Multi Strat, representing 100% and 0% of total assets, respectively.
They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).
The Group uses 1 Fund Administrators, 1 Fund Auditors, 2 Prime Brokers, 10 Custodians and 7 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees and performance-based fees.
SPF INVESTMENT MANAGEMENT names 1 sub-adviser CAPRICORN FUND MANAGERS LIMITED to 1 different fund advised by the group. The Group has been named as the sub-adviser to 1 fund.