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LAKEWOOD ASSET MANAGEMENT

Business and Investment Profile

The LAKEWOOD ASSET MANAGEMENT is a privately held investment adviser that advises $254.31mn in regulatory assets under management held in 0 SEC fund types across 1 investment strategies. LAKEWOOD ASSET MANAGEMENT is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 33.09% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 8.04 years and is comprised of 1 filing and 0 relying advisers. They operate out of 4 office locations with their Headquarters at 225 W JEFFERSON AVENUE, SUITE 102, NAPERVILLE, ILLINOIS. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 5 employees comprised of 4 investment and 1 non-investment staff. The total number of Employees increased by 66.67% over the last 5-years.

Asset Profile

Their $254.31mn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 1 other account. Assets of High Net Worth Individuals clients own $224.49mn or 88.27% of Total Assets and Individuals own $23.02mn or 9.05% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Quantitative Trading, representing 100% of total assets, respectively.

Client Profile

They advise 4 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 1 private funds with $5.66mn in assets.

Fee Profile

The Group discloses fixed fees and management fees.

Sub-Advisers

LAKEWOOD ASSET MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: LAKEWOOD ASSET MANAGEMENT

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Keywords: Lakewood Asset Management, Lakewood
Generated 2026-09-12T06:51:46.0877131.  © 2026 Convergence.