The ELLSWORTH ADVISORS is a privately held investment adviser that advises $1.44Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. ELLSWORTH ADVISORS is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 155.62% over the last 5-years.
The Group has been registered with the SEC for 8.04 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at 1764 GEORGETOWN ROAD, HUDSON, OHIO. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 16 employees comprised of 11 investment and 5 non-investment staff. The total number of Employees increased by 33.33% over the last 5-years.
Their $1.44Bn in assets advised are owned by 9 private funds, 0 public funds and BDCs and 7 other accounts. Assets of Individuals clients own $794.2mn or 55.26% of Total Assets and High Net Worth Individuals own $592.67mn or 41.24% of Total Assets.
The Group's top investment strategies include Traditional LBO, representing 100% of total assets, respectively.
They advise 4 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 9 private funds with $30.64mn in assets.
The Group discloses advisory fees, fixed fees and management fees.
ELLSWORTH ADVISORS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.