Provided by Convergence Inc.
Institutional intelligence for the asset management industry

HARBINGER CAPITAL

Business and Investment Profile

The HARBINGER CAPITAL is a privately held investment adviser that advises $336.39mn in regulatory assets under management held in 1 SEC fund types across 2 investment strategies. HARBINGER CAPITAL is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets remained the same over the last few years.

Regulatory Profile

The Group has been registered with the SEC for 14.36 years and is comprised of 1 filing and 1 relying advisers. They operate out of 1 office location with their Headquarters at 1965 BROADWAY SUITE 28E, NEW YORK, NEW YORK. The Group has been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.

Employee Profile

They have 1 employees comprised of 1 investment and 0 non-investment staff. The total number of Employees decreased by 75% over the last 5-years.

Asset Profile

Their $336.39mn in assets advised are owned by 27 private funds, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $336.39mn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Multi Strat and FI/Credit - Distress, representing 91.08% and 8.92% of total assets, respectively.

Client Profile

They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 1 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 3 private funds with $7.06mn in assets.

Fee Profile

The Group discloses fixed fees, management fees and performance-based fees.

Sub-Advisers

HARBINGER CAPITAL names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: HARBINGER CAPITAL

View the complete Convergence profile with structured details, filings context, and derived signals.

View full profile
Keywords: Harbinger Capital, Harbinger Capital Partners, Harbinger
Generated 2026-09-12T06:51:13.2463388.  © 2026 Convergence.