The CANTON HATHAWAY is a privately held investment adviser that advises $866.12mn in regulatory assets under management held in 2 SEC fund types across 2 investment strategies. CANTON HATHAWAY is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 80.21% over the last 5-years.
The Group has been registered with the SEC for 8.07 years and is comprised of 1 filing and 0 relying advisers. They operate out of 2 office locations with their Headquarters at ONE WEST EXCHANGE STREET SUITE 3202, PROVIDENCE, RHODE ISLAND. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 5 employees comprised of 5 investment and 0 non-investment staff. The total number of Employees decreased by 28.57% over the last 5-years.
Their $866.12mn in assets advised are owned by 4 private funds, 0 public funds and BDCs and 8 other accounts. Assets of High Net Worth Individuals clients own $602.04mn or 69.51% of Total Assets and Pension and Profit Sharing Plans-Private own $155.33mn or 17.93% of Total Assets.
The Group's top investment strategies include Real Estate and Traditional LBO, representing 81.02% and 18.98% of total assets, respectively.
They advise 6 types of clients, top clients are High Net Worth Individuals and Pension and Profit Sharing Plans-Private.
The Group uses 0 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 4 private funds with $26.57mn in assets.
The Group discloses fixed fees and management fees.
CANTON HATHAWAY names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.