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DEFIANCE ETFS

Business and Investment Profile

The DEFIANCE ETFS is a privately held investment adviser that advises $6.2Bn in regulatory assets under management held in 0 SEC fund types across 2 investment strategies. DEFIANCE ETFS is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 377.05% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 8.18 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 78 SW 7TH ST 5TH FLOOR, MIAMI, FLORIDA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 7 employees comprised of 2 investment and 5 non-investment staff. The total number of Employees remained the same over the last few years.

Asset Profile

Their $6.2Bn in assets advised are owned by 0 private funds, 8 public funds and BDCs and 0 other accounts. Assets of Investment Companies (IC) clients total $6.2Bn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Long/Short Equity and Multi Strat, representing 99.95% and 0.05% of total assets, respectively.

Client Profile

They advise 1 types of clients, top clients are Investment Companies (IC).

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 0 Prime Brokers, 1 Custodians and 1 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees.

Sub-Advisers

DEFIANCE ETFS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: DEFIANCE ETFS

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Keywords: Defiance Etfs, Defiance, Etfs
Generated 2026-09-12T06:48:15.797194.  © 2026 Convergence.