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COLTON GROOME FINANCIAL ADVISORS

Business and Investment Profile

The COLTON GROOME FINANCIAL ADVISORS is a privately held investment adviser that advises $724.88mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. COLTON GROOME FINANCIAL ADVISORS is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 283.75% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 8.19 years and is comprised of 1 filing and 0 relying advisers. They operate out of 3 office locations with their Headquarters at 1127-B HENDERSONVILLE ROAD, ASHEVILLE, NORTH CAROLINA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.

Employee Profile

They have 18 employees comprised of 12 investment and 6 non-investment staff. The total number of Employees increased by 20% over the last 5-years.

Asset Profile

Their $724.88mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 16 other accounts. Assets of High Net Worth Individuals clients own $610.16mn or 84.17% of Total Assets and Individuals own $45.66mn or 6.3% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include , representing of total assets, respectively.

Client Profile

They advise 5 types of clients, top clients are High Net Worth Individuals and Individuals.

Service Provider Profile

The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses advisory fees, fixed fees and management fees.

Sub-Advisers

COLTON GROOME FINANCIAL ADVISORS names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: COLTON GROOME FINANCIAL ADVISORS

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Keywords: Colton Groome Financial Advisors, Colton, Groome
Generated 2026-09-12T06:49:57.3890681.  © 2026 Convergence.