The VALLEY WEALTH STRATEGIES is a privately held investment adviser that advises $1.45Bn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. VALLEY WEALTH STRATEGIES is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 70.68% over the last 5-years.
The Group has been registered with the SEC for 8.27 years and is comprised of 1 filing and 0 relying advisers. They operate out of 16 office locations with their Headquarters at 404 W. PINE STREET SUITE 6, LODI, CALIFORNIA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 59 employees comprised of 26 investment and 33 non-investment staff. The total number of Employees remained the same over the last few years.
Their $1.45Bn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 89 other accounts. Assets of Individuals clients own $870.57mn or 60.13% of Total Assets and High Net Worth Individuals own $494.99mn or 34.19% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 5 types of clients, top clients are Individuals and High Net Worth Individuals.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses fixed fees and management fees.
VALLEY WEALTH STRATEGIES names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.