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FNY INVESTMENT ADVISERS

Business and Investment Profile

The FNY INVESTMENT ADVISERS is a privately held investment adviser that advises $2.91Bn in regulatory assets under management held in 1 SEC fund types across 1 investment strategies. FNY INVESTMENT ADVISERS is a Private Fund A private fund manager is a manager whose >=75% of total assets under management are in private funds (privately offered pooled vehicles for accredited or qualified investors, generally accessed through placements with higher minimums, restricted eligibility, and negotiated terms) Manager. Assets increased by 38.94% over the last 5-years.

Regulatory Profile

The Group has been registered with the SEC for 8.27 years and is comprised of 1 filing and 2 relying advisers. They operate out of 4 office locations with their Headquarters at 1540 BROADWAY SUITE 1600, NEW YORK, NEW YORK. The Group has been subject to regulatory enforcement actions. They are regulated by 2 US and Non-US bodies.

Employee Profile

They have 132 employees comprised of 96 investment and 36 non-investment staff. The total number of Employees decreased by 17.5% over the last 5-years.

Asset Profile

Their $2.91Bn in assets advised are owned by 1 private fund, 0 public funds and BDCs and 0 other accounts. Assets of Pooled Investment Vehicles (Not IC or BDC) clients total $2.91Bn or 100% of Total Assets.

Investment Strategy Profile

The Group's top investment strategies include Multi Strat, representing 100% of total assets, respectively.

Client Profile

They advise 1 types of clients, top clients are Pooled Investment Vehicles (Not IC or BDC).

Service Provider Profile

The Group uses 1 Fund Administrators, 1 Fund Auditors, 7 Prime Brokers, 1 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.

Fee Profile

The Group discloses management fees and performance-based fees.

Sub-Advisers

FNY INVESTMENT ADVISERS names 1 sub-adviser CONFIDENTIAL TREATMENT REQUESTED PURSUANT TO ADVISERS ACT SECTION 210(A) to 1 different fund advised by the group. The Group has been named as the sub-adviser to 0 funds.

Full profile: FNY INVESTMENT ADVISERS

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Keywords: FNY Investment Advisers, FNY
Generated 2026-09-12T06:48:37.8444872.  © 2026 Convergence.