The FIRST OAK WEALTH MANAGEMENT is a privately held investment adviser that advises $316.17mn in regulatory assets under management held in 0 SEC fund types across 0 investment strategies. FIRST OAK WEALTH MANAGEMENT is a Retail Wealth A retail wealth manager is a manager whose >=75% of total assets under management are managed for individual investors through retail advisory or brokerage channels. Manager. Assets increased by 54.01% over the last 5-years.
The Group has been registered with the SEC for 8.27 years and is comprised of 1 filing and 0 relying advisers. They operate out of 1 office location with their Headquarters at 9131 ANSON WAY SUITE 200, RALEIGH, NORTH CAROLINA. The Group has not been subject to regulatory enforcement actions. They are regulated by 1 US and Non-US bodies.
They have 3 employees comprised of 1 investment and 2 non-investment staff. The total number of Employees decreased by 25% over the last 5-years.
Their $316.17mn in assets advised are owned by 0 private funds, 0 public funds and BDCs and 5 other accounts. Assets of High Net Worth Individuals clients own $182.58mn or 57.75% of Total Assets and Corporations or Other Businesses own $102.24mn or 32.34% of Total Assets.
The Group's top investment strategies include , representing of total assets, respectively.
They advise 3 types of clients, top clients are High Net Worth Individuals and Corporations or Other Businesses.
The Group uses 0 Fund Administrators, 0 Fund Auditors, 0 Prime Brokers, 0 Custodians and 0 Marketers. It does not report a third-party Fund Administrator in 0 private funds with $0 in assets.
The Group discloses management fees.
FIRST OAK WEALTH MANAGEMENT names 0 sub-advisers to 0 different funds advised by the group. The Group has been named as the sub-adviser to 0 funds.