The GUGGENHEIM GROUP is a privately held investment adviser that advises $278.95Bn in regulatory assets under management held in 5 SEC fund types across 9 investment strategies. GUGGENHEIM GROUP is a Public Fund A public fund manager is a manager whose >=75% of total assets under management are in public funds (broadly accessible, exchange-listed investment vehicles available to retail investors with typically low minimums and clear, widely available information) Manager. Assets increased by 7.71% over the last 5-years.
The Group has been registered with the SEC for 54.73 years and is comprised of 12 filing and 0 relying advisers. They operate out of 8 office locations with their Headquarters at 330 MADISON AVENUE 10TH FLOOR, NEW YORK, NEW YORK. The Group has been subject to regulatory enforcement actions. They are regulated by 7 US and Non-US bodies.
They have 967 employees comprised of 262 investment and 705 non-investment staff. The total number of Employees increased by 3.64% over the last 5-years.
Their $278.95Bn in assets advised are owned by 114 private funds, 134 public funds and BDCs and 298 other accounts. Assets of Insurance Companies clients own $135Bn or 48.4% of Total Assets and Investment Companies (IC) own $90.61Bn or 32.48% of Total Assets.
The Group's top investment strategies include FI/Credit - Diverse, Multi Strat and FI/Credit - Lending, representing 64.06%, 19.64% and 6.68% of total assets, respectively.
They advise 13 types of clients, top clients are Insurance Companies and Investment Companies (IC).
The Group uses 8 Fund Administrators, 4 Fund Auditors, 3 Prime Brokers, 9 Custodians and 13 Marketers. It does not report a third-party Fund Administrator in 70 private funds with $8.65Bn in assets.
The Group discloses advisory fees, fixed fees, management fees and performance-based fees.
GUGGENHEIM GROUP names 1 sub-adviser WILSHIRE to 4 different funds advised by the group. The Group has been named as the sub-adviser to 3 funds.